SEC Form 4 · accession 0001161697-16-001044
USBC, Inc. · USBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Scott
Officer — Chief Financial Officer
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001074828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $19.50 | Aug 12, 2016 | J | 5,668 | D | — | Jun 8, 2022 | Common Stock | 5,668 | 0 | D |
Explanation of responses
- F1Forfeiture of Option shares.
- F2Option shares fully-vested quarterly over 1 year commencing 06/08/2012.