SEC Form 4 · accession 0001161697-15-000045

USBC, Inc. · USBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and President · Director

Period of report

Jan 23, 2015

Accepted (ET)

Jan 27, 2015 · 4:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001074828

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	3,059,706	D
Common Stock^F1	holding	—	—	—	500,000	I	.
Common Stock^F2	holding	—	—	—	66,667	I	.
Common Stock^F3	holding	—	—	—	1,050,000	I	.
Common Stock^F4	holding	—	—	—	8,500,000	I	.
Common Stock^F5	holding	—	—	—	152,000	I	.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F6	$0.15	Jan 23, 2015	J	1,000,000	D	—	May 9, 2020	Common Stock	1,000,000	2,000,000	D
Series A Warrant^F4	$0.15	holding	—	—	—	Jun 14, 2013	Jun 14, 2018	Common Stock	5,000,000	5,000,000	I
Series B Warrant^F4	$0.20	holding	—	—	—	Jun 14, 2013	Jun 14, 2018	Common Stock	5,000,000	5,000,000	I
Option to Purchase Common Stock^F7	$0.13	holding	—	—	—	—	Jun 8, 2022	Common Stock	1,000,000	1,000,000	D

F1Held by Dia Armenta, the Reporting Person's wife.
F2Held by eCharge Corp.
F3Held by Juliz Limited Partnership- Family LP.
F4Held by J3E2A2Z Limited Partnership.
F5Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
F6Option vests quarterly over 2 years commencing 05/10/2010.
F7Option vests quarterly over 1 year commencing 06/08/2012.
F8Option shares cancelled.