SEC Form 4 · accession 0001140361-17-025670
CITIZENS FIRST CORP · CZFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Sheidler
Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 21, 2017 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | C | 36,400 | $14.06 | A | 75,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Preferred Stock | $14.06 | Jun 19, 2017 | C | 16 | D | Jul 16, 2007 | Dec 1, 2021 | Common Stock | 36,400 | 0 | D |
Explanation of responses
- F1The reporting person converted 16 shares of convertible preferred stock on 6/19/2017 resulting in the reporting person's acquisition of 36,400 shares of common stock. The convertible preferred stock had a stated value of $31,992 per share and was convertible into common stock in an amount equal to the stated value per share divided by the conversion price of $14.06 per share.