SEC Form 4 · accession 0001140361-17-025665
CITIZENS FIRST CORP · CZFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry D Bray
Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 21, 2017 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | C | 22,750 | $14.06 | A | 45,819 | D | |
| Common Stock | Jun 19, 2017 | C | 4,550 | $14.06 | A | 12,550 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Preferred Stock | $14.06 | Jun 19, 2017 | C | 10 | D | Jul 16, 2007 | Dec 1, 2021 | Common Stock | 22,750 | 0 | D |
| Convertible Preferred Stock | $14.06 | Jun 19, 2017 | C | 2 | D | Jul 16, 2007 | Dec 1, 2021 | Common Stock | 4,550 | 0 | I |
Explanation of responses
- F1The reporting person and the reporting person's spouse, converted an aggregate of 12 shares of convertible preferred stock on 6/19/2017 resulting in the reporting person's and the reporting person's spouse's acquisition of 22,750 and 4,550 shares of common stock, respectively. The convertible preferred stock had a stated value of $31,992 per share and was convertible into common stock in an amount equal to the stated value per share divided by the conversion price of $14.06 per share.