SEC Form 4 · accession 0001140361-16-051422
CITIZENS FIRST CORP · CZFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim M Thomas
Officer — Executive Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 10, 2016 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | C | 4,550 | $14.06 | A | 9,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible preferred stockF1 | $14.06 | Feb 9, 2016 | C | 2 | D | Jul 16, 2007 | Dec 1, 2021 | Common Stock | 4,550 | 0 | D |
Explanation of responses
- F1(1) The reporting person converted 2 shares of convertible preferred stock on February 9, 2016, resulting in her acquisition of 4,550 shares of common stock. The convertible preferred stock had a stated value of $31,992 per share and was convertible into common stock equal to the stated value per share divided by the conversion price of $14.06 per share.