SEC Form 4 · accession 0001140361-16-046505
CITIZENS FIRST CORP · CZFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Marcum
Officer — EVP and CFO · Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | C | 4,550 | $14.06 | A | 15,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible preferred stockF1 | $14.06 | Jan 4, 2016 | C | 2 | D | Jul 16, 2007 | Dec 1, 2021 | Common Stock | 4,550 | 0 | D |
Explanation of responses
- F1The reporting person converted 2 shares of convertible preferred stock on 1/4/2016 resulting in his acquisition of 4,450 shares of common stock. The convertible preferred stock had a stated value of $31,992 per share and was convertible into common stock equal to the stated value per share divided by the conversion price of $14.06 per share.