SEC Form 4 · accession 0001144204-15-009023
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
WHIPPOORWILL ASSOCIATES, INC.
10% Owner
Shelley F Greenhaus
10% Owner
Steven K. Gendal
10% Owner
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Feb 11, 2015 | S | 200,000 | $27.50 | D | 1,854,955 | D | |
| Common Stock, par value $0.001 per shareF2 | Feb 13, 2015 | S | 82,500 | $28.25 | D | 1,772,455 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.51, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2This is a joint filing by Whippoorwill Associates, Inc. ("Whippoorwill"), Shelley F. Greenhaus and Steven K. Gendal (collectively, the "Reporting Persons"). Whippoorwill is the designated filer. The Reporting Persons are filing this joint Form 4 because each of them may be deemed to be a beneficial owner of the shares covered by this Form 4. The Reporting Persons disclaim membership in a group with respect to the securities reported herein.