SEC Form 4/A · accession 0001073429-18-000004
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Sandbrook
Officer — Vice Chairman, President & CEO · Director
Period of report
Dec 28, 2017
Accepted (ET)
Jan 2, 2018 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 22, 2017 | G | 185 | $0.00 | A | 385 | I | By Reporting Person as UGMA custodian for granddaughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct the reporting of this line item as voluntary and therefore to correct the Date of Earliest Transaction in Box 3 (previously reported as 11/22/17) to 12/28/17, which is the correct date of the reporting person's earliest transaction required to be reported on this Form 4.
- F2This transaction involved a gift of securities by the reporting person to his granddaughter, a minor, and is a transfer to the reporting person as custodian for his granddaughter under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.