SEC Form 4 · accession 0001073429-17-000204
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Andrew Behring
Officer — VP & GM - South Central Region
Period of report
Aug 30, 2017
Accepted (ET)
Sep 1, 2017 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 30, 2017 | M | 4 | $22.69 | A | 10,961 | D | |
| Common stock | Aug 30, 2017 | M | 4 | $26.68 | A | 10,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Warrant (right to buy)F1 | $22.69 | Aug 30, 2017 | M | 4 | D | Aug 31, 2010 | Aug 31, 2017 | Common stock | 4 | 0 | D |
| Class B Warrant (right to buy)F1 | $26.68 | Aug 30, 2017 | M | 4 | D | Aug 31, 2010 | Aug 31, 2017 | Common stock | 4 | 0 | D |
Explanation of responses
- F1Pursuant to U.S. Concrete, Inc.'s Amended Joint Plan of Reorganization, which was approved by the United States Bankruptcy Court for the District of Delaware, each share of common stock and each option to purchase common stock was cancelled, and holders of the common stock received their proportionate share of Class A Warrants and Class B Warrants to purchase common stock, effective August 31, 2010.