SEC Form 4 · accession 0001073429-16-000509
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Sandbrook
Officer — President & CEO · Director
Period of report
Dec 28, 2016
Accepted (ET)
Dec 30, 2016 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2 | Dec 28, 2016 | S | 5,460 | $66.4967 | D | 475,445 | D | |
| Common stockF3 | Dec 28, 2016 | S | 1,040 | $67.3712 | D | 474,405 | D | |
| Common stock | Dec 20, 2016 | G | 200 | $0.00 | D | 474,205 | D | |
| Common stock | Dec 20, 2016 | G | 200 | $0.00 | A | 200 | I | By Reporting Person as UGMA custodian for granddaughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.95 to $66.85, inclusive. The reporting person undertakes to provide to U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.95 to $67.85, inclusive. The reporting person undertakes to provide to U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- F4This transaction involved a gift of securities by the reporting person to his granddaughter, a minor, and is a transfer to reporting person as custodian for granddaughter under Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.