SEC Form 4 · accession 0001073429-16-000478
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin McGill Sutherland
Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Oct 1, 2016 | M | 623 | $0.00 | A | 11,482 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | — | Oct 1, 2016 | M | 623 | D | — | — | Common stock | 623 | 0 | D |
| Restricted stock unitsF1,F3 | — | Oct 1, 2016 | A | 2,714 | A | — | — | Common stock | 2,714 | 2,714 | D |
Explanation of responses
- F1Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting.
- F2The restricted stock units were granted on October 1, 2015 and will vest quarterly over one year in equal amounts.
- F3The restricted stock units were granted on October 1, 2016 and will vest quarterly over one year in equal amounts.