SEC Form 4 · accession 0001073429-16-000418
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Roberts
Officer — VP & GM - Ingram Concrete, LLC
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 7, 2016 | S | 1,000 | $62.65 | D | 37,976 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Warrant (right to buy) | $26.68 | Jun 3, 2016 | S | 20 | D | Aug 31, 2010 | Aug 31, 2017 | Common stock | 20 | 145 | D |
| Class A Warrant (right to buy) | $22.69 | Jun 6, 2016 | S | 165 | D | Aug 31, 2010 | Aug 31, 2017 | Common stock | 165 | 0 | D |
| Class B Warrant (right to buy) | $26.68 | Jun 6, 2016 | S | 145 | D | Aug 31, 2010 | Aug 31, 2017 | Common stock | 145 | 0 | D |