SEC Form 4/A · accession 0001073429-15-000247
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey W Roberts
Officer — VP & GM - Ingram Concrete, LLC
Period of report
Nov 13, 2015
Accepted (ET)
Nov 18, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Warrant (right to buy)F1 | $22.69 | Nov 13, 2015 | S | 486 | D | Aug 31, 2010 | Aug 31, 2017 | Common stock | 486 | 0 | D |
| Class B Warrant (right to buy)F1 | $26.68 | Nov 13, 2015 | S | 486 | D | Aug 31, 2010 | Aug 31, 2017 | Common stock | 486 | 0 | D |
Explanation of responses
- F1This amendment has been filed to correct the price of the derivative securities disposed of on 11/13/15. The correct price at which the Class A Warrants were sold is $37, not $33.08 as previously reported. The correct price at which the Class B Warrants were sold is $33.08, not $37 as previously reported.