SEC Form 4 · accession 0001073429-15-000172
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Roberts
Officer — VP & GM - Ingram Concrete, LLC
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 13, 2015 | M | 1,239 | $22.69 | A | 26,690 | D | |
| Common stock | Aug 13, 2015 | S | 1,239 | $55.50 | D | 25,451 | D | |
| Common stock | Aug 13, 2015 | M | 1,239 | $26.68 | A | 26,690 | D | |
| Common stock | Aug 13, 2015 | S | 1,239 | $55.50 | D | 25,451 | D | |
| Common stock | Aug 13, 2015 | S | 1,099 | $55.50 | D | 24,352 | D | |
| Common stock | Aug 13, 2015 | S | 1,800 | $55.50 | D | 22,552 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy)F1 | $22.69 | Aug 13, 2015 | M | 1,239 | D | — | Oct 1, 2020 | Common stock | 1,239 | 0 | D |
| Stock options (right to buy)F1 | $26.68 | Aug 13, 2015 | M | 1,239 | D | — | Oct 1, 2020 | Common stock | 1,239 | 0 | D |
Explanation of responses
- F1These options were granted on October 1, 2010 for a term expiring on October 1, 2020. The option awards vested upon the reporting person's completion of service in a series of twelve equal quarterly installments over 3 years.