SEC Form 4 · accession 0001209191-19-013321
WILLIAMS COMPANIES, INC. · WMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Hallam
Officer — SVP Atlantic - Gulf
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2019 | M | 1,106 | $0.00 | A | 33,254 | D | |
| Common Stock | Feb 22, 2019 | F | 328 | $27.11 | D | 32,926 | D | |
| Common StockF1 | Feb 22, 2019 | M | 3,203 | $0.00 | A | 36,129 | D | |
| Common Stock | Feb 22, 2019 | F | 868 | $27.11 | D | 35,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restcted Stock UnitsF1,F2 | $0.00 | Feb 22, 2019 | M | 1,106 | D | Feb 22, 2019 | Feb 22, 2019 | Common Stock | 1,106 | 0 | D |
| Restriced Stock UnitsF1 | $0.00 | Feb 22, 2019 | M | 3,203 | D | Feb 22, 2019 | Feb 22, 2019 | Common Stock | 3,203 | 0 | D |
Explanation of responses
- F1Payout of Restricted Stock Units, in a transaction exempt under Rules 16b-3(d) and 16b-6(b), of shares of common stock awarded under The Williams Companies, Inc. 2007 Incentive Plan, of which a portion of the shares were withheld for taxes.
- F2Represents an adjustment to the restricted stock units awarded pursuant to the 2016 performance-based RSU grant agreement resulting from performance less than target.