SEC Form 4 · accession 0001209191-19-013319
WILLIAMS COMPANIES, INC. · WMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Armstrong
Officer — President & CEO · Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 32,862 | $8.85 | A | 620,963 | D | |
| Common Stock | Feb 22, 2019 | M | 32,863 | $8.85 | A | 653,826 | D | |
| Common Stock | Feb 22, 2019 | M | 32,862 | $8.85 | A | 686,688 | D | |
| Common Stock | Feb 22, 2019 | F | 56,108 | $27.11 | D | 630,580 | D | |
| Common StockF1,F2 | Feb 22, 2019 | M | 43,725 | $0.00 | A | 674,305 | D | |
| Common Stock | Feb 22, 2019 | F | 13,393 | $27.11 | D | 660,912 | D | |
| Common StockF1 | Feb 22, 2019 | M | 57,546 | $0.00 | A | 718,458 | D | |
| Common Stock | Feb 22, 2019 | F | 24,261 | $27.11 | D | 694,197 | D | |
| Common Stock | holding | — | — | — | 34,264 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Options (Right to Buy) | $8.85 | Feb 22, 2019 | M | 32,862 | D | Feb 23, 2010 | Feb 23, 2019 | Common Stock | 32,862 | 0 | D |
| Employee Options (Right to Buy) | $8.85 | Feb 22, 2019 | M | 32,863 | D | Feb 23, 2011 | Feb 23, 2019 | Common Stock | 32,863 | 0 | D |
| Employee Options (Right to Buy) | $8.85 | Feb 22, 2019 | M | 32,862 | D | Feb 23, 2012 | Feb 23, 2019 | Common Stock | 32,862 | 0 | D |
| Restcted Stock UnitsF1,F2 | $0.00 | Feb 22, 2019 | M | 43,725 | D | Feb 22, 2019 | Feb 22, 2019 | Common Stock | 43,725 | 0 | D |
| Restriced Stock UnitsF1 | $0.00 | Feb 22, 2019 | M | 57,546 | D | Feb 22, 2019 | Feb 22, 2019 | Common Stock | 57,546 | 0 | D |
Explanation of responses
- F1Payout of Restricted Stock Units, in a transaction exempt under Rules 16b-3(d) and 16b-6(b), of shares of common stock awarded under The Williams Companies, Inc. 2007 Incentive Plan, of which a portion of the shares were withheld for taxes.
- F2Represents an adjustment to the restricted stock units awarded pursuant to the 2016 performance-based RSU grant agreement resulting from performance less than target.