SEC Form 4 · accession 0001209191-18-012295
WILLIAMS COMPANIES, INC. · WMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Micheal G. Dunn
Officer — Executive Vice President & COO
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2018 | A | 36,095 | $0.00 | A | 38,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 20, 2018 | A | 53,649 | A | Feb 20, 2021 | Feb 20, 2021 | Common Stock | 53,649 | 53,649 | D |
| Employee Options (Right to Buy) | $29.09 | Feb 20, 2018 | A | 36,376 | A | Feb 20, 2019 | Feb 20, 2028 | Common Stock | 36,376 | 36,376 | D |
| Employee Options (Right to Buy) | $29.09 | Feb 20, 2018 | A | 36,377 | A | Feb 20, 2020 | Feb 20, 2028 | Common Stock | 36,377 | 36,377 | D |
| Employee Options (Right to Buy) | $29.09 | Feb 20, 2018 | A | 36,377 | A | Feb 20, 2021 | Feb 20, 2028 | Common Stock | 36,377 | 36,377 | D |
Explanation of responses
- F1Vesting is subject to applicable grant agreement and Compensation and Management Development Committee certification that the Company has met the applicable three year performance measures of return on capital employed and total shareholder return, each weighted at 50%. The payout will range from 0 percent to 200 percent of the awarded number of units.