SEC Form 4/A · accession 0001209191-17-054206
WILLIAMS COMPANIES, INC. · WMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald R Chappel
Officer — Sr. Vice President & CFO
Period of report
Feb 24, 2017
Accepted (ET)
Sep 28, 2017 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2017 | M | 19,838 | $23.04 | A | 330,829 | D | |
| Common StockF1,F2 | Feb 24, 2017 | M | 19,838 | $23.04 | A | 350,667 | D | |
| Common StockF1,F2 | Feb 24, 2017 | M | 19,839 | $23.04 | A | 370,506 | D | |
| Common StockF1 | Feb 24, 2017 | F | 52,436 | $27.97 | D | 318,070 | D | |
| Common StockF1,F3 | Feb 24, 2017 | M | 20,110 | $0.00 | A | 338,180 | D | |
| Common StockF1 | Feb 24, 2017 | F | 6,060 | $27.97 | D | 332,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $23.04 | Feb 24, 2017 | M | 19,838 | D | Feb 25, 2009 | Feb 26, 2017 | Common Stock | 19,838 | 39,677 | D |
| Stock Option (Right to Buy)F1,F2 | $23.04 | Feb 24, 2017 | M | 19,838 | D | Feb 25, 2010 | Feb 26, 2017 | Common Stock | 19,838 | 19,839 | D |
| Stock Option (Right to Buy)F1,F2 | $23.04 | Feb 24, 2017 | M | 19,839 | D | Feb 25, 2011 | Feb 26, 2017 | Common Stock | 19,839 | 0 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Feb 24, 2017 | M | 20,110 | D | Feb 24, 2017 | Feb 24, 2017 | Common Stock | 20,110 | 0 | D |
Explanation of responses
- F1This filing amends and replaces that certain Form 4 filed on February 28, 2017. The February 28, 2017 filing was made in error, and was duplicative of a previous filing.
- F2Transactions were automatically effected pursuant to issuer plan which prevents expiration of in-the-money stock option grants.
- F3Payout of Restricted Stock Units, in a transaction exempt under Rules 16-3(d) and 16b-6(b), of shares of common stock awarded under The Williams Companies, Inc. 2007 Incentive Plan of which a portion of the shares were withheld for taxes.