SEC Form 4 · accession 0001209191-17-015197
WILLIAMS COMPANIES, INC. · WMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Chappel
Officer — Sr. Vice President & CFO
Period of report
Feb 23, 2013
Accepted (ET)
Feb 28, 2017 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2013 | M | 81,214 | $0.00 | A | 434,681 | D | |
| Common Stock | Feb 23, 2013 | F | 33,988 | $33.57 | D | 400,693 | D | |
| Common StockF1 | Feb 23, 2013 | M | 43,144 | $0.00 | A | 443,837 | D | |
| Common Stock | Feb 23, 2013 | F | 19,351 | $33.57 | D | 424,486 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Feb 23, 2013 | A | 38,070 | A | Feb 23, 2013 | Feb 23, 2013 | Common Stock | 38,070 | 81,214 | D |
| Restricted Stock UnitsF1 | $0.00 | Feb 23, 2013 | M | 81,214 | D | Feb 23, 2013 | Feb 23, 2013 | Common Stock | 81,214 | 0 | D |
| Restricted Stock UnitsF1 | $0.00 | Feb 23, 2013 | M | 43,144 | D | Feb 23, 2013 | Feb 23, 2013 | Common Stock | 43,144 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Feb 25, 2013 | A | 36,573 | A | Feb 25, 2016 | Feb 25, 2016 | Common Stock | 36,573 | 36,573 | D |
| Restricted Stock Units | $0.00 | Feb 25, 2013 | A | 25,022 | A | Feb 25, 2016 | Feb 25, 2016 | Common Stock | 25,022 | 20,522 | D |
| Employee Options (Right to Buy) | $33.57 | Feb 25, 2013 | A | 24,849 | A | Feb 25, 2014 | Feb 25, 2023 | Common Stock | 24,849 | 24,849 | D |
| Employee Options (Right to Buy) | $33.57 | Feb 25, 2013 | A | 24,850 | A | Feb 25, 2015 | Feb 25, 2023 | Common Stock | 24,850 | 24,850 | D |
| Employee Option (Right to Buy) | $33.57 | Feb 25, 2013 | A | 24,850 | A | Feb 25, 2016 | Feb 25, 2023 | Common Stock | 24,850 | 24,850 | D |
Explanation of responses
- F1Payout of Restricted Stock Units, in a transaction exempt under Rules 16b-3(d) and 16b-6(b), of shares of common stock awarded under The Williams Companies, Inc. 2007 Incentive Plan of which a portion of the shares were withheld for taxes.
- F2Represents restricted stock units acquired pursuant to the 2010 performance-based RSU grant agreement resulting from the performance of defined relative and absolute Total Shareholder Return ("TSR") metrics, as certified by the compensation committee.
- F3Vesting is subject to applicable grant agreement and compensation committee certification that the Company has met the three year performance measure. The specific performance measure will be based on total shareholder return with absolute and relative dependent measures.