SEC Form 4 · accession 0001209191-17-015195
WILLIAMS COMPANIES, INC. · WMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robyn L Ewing
Officer — Senior Vice President
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | M | 7,541 | $0.00 | A | 129,441 | D | |
| Common Stock | Feb 24, 2017 | F | 2,269 | $27.97 | D | 127,172 | D | |
| Common StockF2 | Feb 24, 2017 | M | 4,165 | $24.03 | A | 131,337 | D | |
| Common StockF2 | Feb 24, 2017 | M | 4,165 | $24.03 | A | 135,502 | D | |
| Common StockF2 | Feb 24, 2017 | M | 4,167 | $24.03 | A | 139,669 | D | |
| Common Stock | Feb 24, 2017 | F | 11,105 | $27.97 | D | 128,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 24, 2017 | M | 7,541 | D | Feb 24, 2017 | Feb 24, 2017 | Common Stock | 7,541 | 0 | D |
| Stock Options (Right to Buy)F2 | $23.04 | Feb 24, 2017 | M | 4,165 | D | Feb 25, 2009 | Feb 26, 2017 | Common Stock | 4,165 | 8,332 | D |
| Stock Options (Right to Buy)F2 | $23.04 | Feb 24, 2017 | M | 4,165 | D | Feb 25, 2010 | Feb 26, 2017 | Common Stock | 4,165 | 4,167 | D |
| Stock Options (Right to Buy)F2 | $23.04 | Feb 24, 2017 | M | 4,167 | D | Feb 25, 2011 | Feb 26, 2017 | Common Stock | 4,165 | 0 | D |
Explanation of responses
- F1Payout of Restricted Stock Units, in a transaction exempt under Rules 16b-3(d) and 16b-6(b), of shares of common stock awarded under The Williams Companies, Inc. 2007 Incentive Plan, of which a portion of the shares were withheld for taxes.
- F2Transactions were automatically effected pursuant to issuer plan which prevents expiration of in-the-money stock option grants.