SEC Form 4 · accession 0001209191-17-015178
WILLIAMS COMPANIES, INC. · WMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Armstrong
Officer — President & CEO · Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | M | 13,886 | $23.04 | A | 318,620 | D | |
| Common StockF1 | Feb 24, 2017 | M | 13,886 | $23.04 | A | 332,506 | D | |
| Common StockF1 | Feb 24, 2017 | M | 13,888 | $23.04 | A | 346,394 | D | |
| Common Stock | Feb 24, 2017 | F | 36,684 | $27.97 | D | 309,710 | D | |
| Common StockF2 | Feb 24, 2017 | M | 31,422 | $0.00 | A | 341,132 | D | |
| Common Stock | Feb 24, 2017 | F | 10,605 | $27.97 | D | 330,527 | D | |
| Common StockF3 | holding | — | — | — | 34,264 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $23.04 | Feb 24, 2017 | M | 13,886 | D | Feb 25, 2009 | Feb 26, 2017 | Common Stock | 13,886 | 27,774 | D |
| Stock Option (Right to Buy)F1 | $23.04 | Feb 24, 2017 | M | 13,886 | D | Feb 25, 2010 | Feb 26, 2017 | Common Stock | 13,886 | 13,888 | D |
| Stock Option (Right to Buy)F1 | $23.04 | Feb 24, 2017 | M | 13,888 | D | Feb 25, 2011 | Feb 26, 2017 | Common Stock | 13,888 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 24, 2017 | M | 31,422 | D | Feb 24, 2017 | Feb 24, 2017 | Common Stock | 31,422 | 0 | D |
Explanation of responses
- F1Transactions were automatically effected pursuant to issuer plan which prevents expiration of in-the-money stock option grants.
- F2Payout of Restricted Stock Units, in a transaction exempt under Rules 16b-3(d) and 16b-6(b), of shares of common stock awarded under The Williams Companies, Inc. 2007 Incentive Plan, of which a portion of the shares were withheld for taxes.
- F3Shares held in the Alan and Shelly S. Armstrong Family Foundation dated December 16, 2015, Alan S. and Shelly S. Armstrong, Trustees.