SEC Form 4 · accession 0001144204-18-051135
KINGSWAY Corp · KWY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
STILWELL ASSOCIATES L P
10% Owner
Joseph Stilwell
Director · 10% Owner
Stilwell Value LLC
10% Owner
Stilwell Activist Fund, L.P.
10% Owner
Stilwell Activist Investments, L.P.
10% Owner
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001072627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Sep 25, 2018 | P | 1,656 | $2.95 | A | 402,240 | I | See footnote |
| Common StockF3,F5 | Sep 25, 2018 | P | 12,144 | $2.95 | A | 3,013,596 | I | See footnote |
| Common StockF1 | holding | — | — | — | 162,500 | D | ||
| Common StockF2 | holding | — | — | — | 903,066 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are shares owned directly by Joseph Stilwell.
- F2These are shares owned directly by Stilwell Associates, L.P. ("Associates") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
- F3This Form 4 reports the following acquisitions: on September 25, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,656 shares at $2.95 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 12,144 shares at $2.95 USD per share.
- F4These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
- F5These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.