SEC Form 4 · accession 0001072627-17-000139
KINGSWAY Corp · KWY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry G Swets Jr.
Officer — CEO · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 11:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001072627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2017 | P | 346 | $6.0156 | A | 2,086,389 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.
- F2Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.