SEC Form 4 · accession 0001072627-16-000258

KINGSWAY Corp · KWY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Director · 10% Owner

10% Owner

Period of report

Sep 30, 2016

Accepted (ET)

Oct 3, 2016 · 2:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001072627

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 30, 2016	P	1,148,263	$5.74	A	3,772,218	D
Common Stock^F1	Sep 30, 2016	P	1,148,263	$5.74	D	3,772,218	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Warrant	$4.50	Sep 30, 2016	P	285,913	A	Aug 18, 2014	Sep 15, 2020	Common Stock	285,913	576,132	D
Series A Warrant	$4.50	Sep 30, 2016	P	285,913	D	Aug 18, 2014	Sep 15, 2020	Common Stock	285,913	576,132	D

F1After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 258,365 shares;.and Stilwell Activist Investments, L.P., 2,388,287 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.