SEC Form 4 · accession 0001553350-17-000468
ECOSPHERE TECHNOLOGIES INC · ESPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean Becker
Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071760
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $0.045 | May 1, 2017 | A | 3,150,000 | A | May 1, 2017 | Jan 8, 2018 | Common Stock | 3,150,000 | 3,150,000 | I |
| Stock Options (Right to Buy)F1 | $0.35 | May 1, 2017 | D | 3,150,000 | D | Jan 8, 2013 | Jan 8, 2018 | Common Stock | 3,150,000 | 0 | I |
Explanation of responses
- F1In accordance with Rule 16b-3 of the Securities Exchange Act of 1934, the reporting person agreed to cancellation of an option previously granted to him in exchange for a new option having a lower exercise price.