SEC Form 4 · accession 0001553350-15-000022
ECOSPHERE TECHNOLOGIES INC · ESPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Vinick
Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071760
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $0.12 | Jan 8, 2015 | A | 666,667 | A | — | Jan 8, 2020 | Common Stock | 666,667 | 666,667 | D |
Explanation of responses
- F1The securities vest and are fully exercisable one year from the Transaction Date, subject to a Stock Option Agreement between Mr. Vinick and the Company.
- F2Not applicable.