SEC Form 4 · accession 0001071739-19-000003
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Roberts
Director
Period of report
Nov 8, 2018
Accepted (ET)
Jan 3, 2019 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2018 | G | 3,920 | $0.00 | D | 63,574 | I | See footnote |
| Common StockF2 | Nov 8, 2018 | G | 3,920 | $0.00 | A | 9,969 | I | See footnote |
| Common StockF3 | Nov 8, 2018 | G | 10,000 | $0.00 | D | 10,547 | I | See footnote |
| Common StockF3 | Nov 8, 2018 | G | 10,547 | $0.00 | D | 0 | I | See footnote |
| Common StockF2 | Nov 8, 2018 | G | 10,547 | $0.00 | A | 20,516 | I | See footnote |
| Common StockF2 | Nov 9, 2018 | G | 7,027 | $0.00 | D | 13,489 | I | See footnote |
| Common StockF1 | Nov 9, 2018 | G | 7,027 | $0.00 | A | 70,601 | I | See footnote |
| Common StockF2 | Nov 9, 2018 | G | 1,000 | $0.00 | D | 12,489 | I | See footnote |
| Common StockF4 | Dec 31, 2018 | A | 233 | $133.89 | A | 104,643 | D | |
| Common StockF5 | holding | — | — | — | 3,219 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.
- F2Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.
- F3Owned by a revocable trust for the benefit of Mr. Roberts' spouse.
- F4Ownership includes 1,925 shares of restricted stock subject to vesting requirements.
- F5Owned by a family trust of which Mr. Roberts serves as co-trustee.