SEC Form 4 · accession 0001071739-18-000148
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Neidorff
Officer — Chairman & CEO · Director
Period of report
Dec 18, 2018
Accepted (ET)
Dec 18, 2018 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2018 | M | 10,000 | $57.02 | A | 3,699,611 | D | |
| Common StockF3 | holding | — | — | — | 147,390 | I | By GRAT | |
| Common Stock | holding | — | — | — | 3,600 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $57.02 | Dec 18, 2018 | M | 10,000 | D | Dec 14, 2018 | Dec 14, 2026 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Strike price and tax obligations were paid in cash.
- F2Ownership includes previous awards of 596,650 restricted stock units subject to vesting requirements.
- F3Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.