SEC Form 4 · accession 0001071739-18-000107
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Roberts
Director
Period of report
May 1, 2018
Accepted (ET)
Oct 2, 2018 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | G | 3,000 | $0.00 | D | 109,471 | D | |
| Common StockF2 | May 1, 2018 | G | 3,000 | $0.00 | A | 15,260 | I | See footnote |
| Common StockF1 | May 10, 2018 | G | 5,287 | $0.00 | D | 104,184 | D | |
| Common StockF2 | May 10, 2018 | G | 5,287 | $0.00 | A | 20,547 | I | See footnote |
| Common StockF1 | Sep 30, 2018 | A | 225 | $138.85 | A | 104,409 | D | |
| Common StockF3 | holding | — | — | — | 67,494 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 6,049 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 3,219 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ownership includes 1,925 shares of restricted stock subject to vesting requirements.
- F2Owned by a revocable trust for the benefit of Mr. Roberts' spouse.
- F3Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.
- F4Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.
- F5Owned by a family trust of which Mr. Roberts serves as co-trustee.