SEC Form 4 · accession 0001071739-18-000078
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Roberts
Director
Period of report
May 7, 2018
Accepted (ET)
May 8, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | M | 10,000 | $8.45 | A | 116,913 | D | |
| Common StockF2,F1 | May 7, 2018 | F | 4,713 | $116.65 | D | 112,200 | D | |
| Common StockF3 | holding | — | — | — | 67,494 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 12,260 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 6,049 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 3,219 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $8.45 | May 7, 2018 | M | 10,000 | D | Dec 10, 2013 | Dec 10, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Ownership includes 1,925 shares of restricted stock subject to vesting requirements.
- F2Shares withheld in connection with a cashless exercise to cover exercise price and tax liability of previously reported stock grant.
- F3Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.
- F4Owned by a revocable trust for the benefit of Mr. Roberts' spouse.
- F5Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.
- F6Owned by a family trust of which Mr. Roberts serves as co-trustee.