SEC Form 4 · accession 0001071739-18-000051
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Roberts
Director
Period of report
Jan 9, 2018
Accepted (ET)
Apr 3, 2018 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2018 | G | 566 | $0.00 | D | 6,049 | I | See footnote |
| Common StockF2 | Jan 9, 2018 | G | 566 | $0.00 | A | 3,219 | I | See footnote |
| Common StockF3 | Jan 30, 2018 | G | 14,480 | $0.00 | D | 53,014 | I | See footnote |
| Common StockF1 | Jan 30, 2018 | G | 14,480 | $0.00 | A | 20,529 | I | See footnote |
| Common StockF1 | Feb 1, 2018 | G | 14,480 | $0.00 | D | 6,049 | I | See footnote |
| Common StockF3 | Feb 1, 2018 | G | 14,480 | $0.00 | A | 67,494 | I | See footnote |
| Common StockF4 | Mar 31, 2018 | A | 300 | $104.27 | A | 104,988 | D | |
| Common StockF5 | holding | — | — | — | 12,260 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $8.45 | holding | — | — | — | Dec 10, 2013 | Dec 10, 2018 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.
- F2Owned by a family trust of which Mr. Roberts serves as co-trustee.
- F3Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.
- F4Ownership includes 3,000 shares of restricted stock subject to vesting requirements.
- F5Owned by a revocable trust for the benefit of Mr. Roberts' spouse.