SEC Form 4 · accession 0001071739-17-000108
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse N Hunter
Officer — EVP & Chief Strategy Officer
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2017 | A | 21,000 | $99.70 | A | 252,539 | D | |
| Common StockF2,F1 | Dec 13, 2017 | F | 2,238 | $100.86 | D | 250,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $8.42 | holding | — | — | — | Apr 28, 2013 | Apr 28, 2018 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Ownership includes this award of 21,000 restricted stock units. 12,600 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 8,400 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 63,668 shares of restricted stock units subject to vesting requirements.
- F2Shares withheld for taxes upon vesting of previously reported stock grant.