SEC Form 4 · accession 0001071739-17-000092
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia J Brinkley
Officer — EVP, Global Corp Development
Period of report
Nov 10, 2017
Accepted (ET)
Nov 13, 2017 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2017 | F | 6,394 | $93.28 | D | 139,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F4 | $0.00 | holding | — | — | — | Feb 16, 2016 | Feb 16, 2016 | Common Stock | 2,332 | 2,332 | D |
Explanation of responses
- F1Shares withheld for taxes upon vesting of previously reported stock grant.
- F2Ownership includes 101,667 shares of restricted stock units subject to vesting requirements.
- F3Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
- F4The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Brinkley's termination with the Company or on such other date Ms. Brinkley may elect.