SEC Form 4 · accession 0001071739-17-000042
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Roberts
Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2017 | A | 3,000 | $66.93 | A | 106,939 | D | |
| Common StockF2 | holding | — | — | — | 73,119 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 8,910 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 3,610 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 2,653 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $8.45 | holding | — | — | — | Dec 10, 2013 | Dec 10, 2018 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Ownership includes 3,000 shares of restricted stock vesting on the date of the April 2018 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.
- F2Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.
- F3Owned by a revocable trust for the benefit of Mr. Roberts' spouse.
- F4Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.
- F5Owned by a family trust of which Mr. Roberts serves as co-trustee.