SEC Form 4 · accession 0001071739-17-000029
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Roberts
Director
Period of report
Jan 11, 2017
Accepted (ET)
Apr 4, 2017 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2017 | G | 7,510 | $0.00 | D | 49,373 | I | See footnote |
| Common StockF2 | Jan 11, 2017 | G | 7,510 | $0.00 | A | 29,866 | I | See footnote |
| Common StockF2 | Jan 11, 2017 | G | 1,610 | $0.00 | D | 28,256 | I | See footnote |
| Common StockF2 | Jan 12, 2017 | G | 900 | $0.00 | D | 27,356 | I | See footnote |
| Common StockF3 | Jan 12, 2017 | G | 900 | $0.00 | A | 2,653 | I | See footnote |
| Common StockF1 | Jan 17, 2017 | G | 100 | $0.00 | D | 49,273 | I | See footnote |
| Common StockF2 | Jan 17, 2017 | G | 100 | $0.00 | A | 27,456 | I | See footnote |
| Common StockF2 | Jan 19, 2017 | G | 15,866 | $0.00 | D | 11,590 | I | See footnote |
| Common StockF1 | Jan 19, 2017 | G | 15,866 | $0.00 | A | 65,139 | I | See footnote |
| Common StockF1 | Mar 15, 2017 | G | 6,475 | $0.00 | D | 58,664 | I | See footnote |
| Common StockF2 | Mar 15, 2017 | G | 6,475 | $0.00 | A | 18,065 | I | See footnote |
| Common StockF2 | Mar 17, 2017 | G | 14,585 | $0.00 | D | 3,480 | I | See footnote |
| Common StockF1 | Mar 17, 2017 | G | 14,585 | $0.00 | A | 73,249 | I | See footnote |
| Common StockF1 | Mar 20, 2017 | G | 70 | $0.00 | D | 73,179 | I | See footnote |
| Common StockF2 | Mar 20, 2017 | G | 70 | $0.00 | A | 3,550 | I | See footnote |
| Common StockF1 | Mar 24, 2017 | G | 60 | $0.00 | D | 73,119 | I | See footnote |
| Common StockF2 | Mar 24, 2017 | G | 60 | $0.00 | A | 3,610 | I | See footnote |
| Common StockF4 | Mar 31, 2017 | A | 467 | $66.93 | A | 103,939 | D | |
| Common StockF5 | holding | — | — | — | 8,910 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $8.45 | holding | — | — | — | Dec 10, 2013 | Dec 10, 2018 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.
- F2Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.
- F3Owned by a family trust of which Mr. Roberts serves as co-trustee.
- F4Ownership includes 3,350 shares of restricted stock subject to vesting requirements.
- F5Owned by a revocable trust for the benefit of Mr. Roberts' spouse.