SEC Form 4 · accession 0001071739-15-000147

CENTENE CORP · CNC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec VP Chief Admin Officer

Period of report

Dec 17, 2015

Accepted (ET)

Dec 23, 2015 · 7:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001071739

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 17, 2015	G	20,123	$0.00	D	97,448	D
Common Stock^F2	Dec 17, 2015	G	20,123	$0.00	A	62,117	I	By Trust
Common Stock^F3,F2	Dec 22, 2015	S	25,000	$65.19	D	37,117	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock^F4,F5	$0.00	holding	—	—	—	Dec 31, 2007	Dec 31, 2007	Common Stock	441	441	D
Common Stock Option (right to buy)	$12.60	holding	—	—	—	Dec 12, 2009	Dec 12, 2016	Common Stock	6,000	6,000	D

F1Ownership includes previous awards of 85,834 restricted stock units subject to vesting requirements.
F2The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse.
F3This sale is pursuant to a 10b5-1 Trading Plan that was established on November 6, 2015. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.
F4Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F5The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Goldman's termination with the Company or on such other date Ms. Goldman may elect.