SEC Form 4 · accession 0001071739-15-000129
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia J Brinkley
Officer — EVP, International Operations
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 9, 2015 | F | 2,398 | $57.40 | D | 62,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F4 | $0.00 | holding | — | — | — | Dec 4, 2015 | Dec 4, 2015 | Common Stock | 817 | 817 | D |
Explanation of responses
- F1Shares withheld for taxes upon vesting of previously reported stock grant.
- F2Ownership includes previous awards of 51,666 restricted stock units subject to vesting requirements.
- F3Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
- F4The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Brinkley's termination with the Company or on such other date Ms. Brinkley may elect.