SEC Form 4 · accession 0001071739-15-000085
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Roberts
Director
Period of report
May 15, 2015
Accepted (ET)
Jul 2, 2015 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | G | 6,000 | $0.00 | D | 99,602 | D | |
| Common StockF2 | May 15, 2015 | G | 6,000 | $0.00 | A | 6,000 | I | See footnote |
| Common StockF1 | Jun 30, 2015 | A | 435 | $71.83 | A | 100,037 | D | |
| Common StockF3 | holding | — | — | — | 80,992 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $8.45 | holding | — | — | — | Dec 10, 2013 | Dec 10, 2018 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Ownership includes 2,910 shares of restricted stock subject to vesting requirements.
- F2Owned by a revocable trust for the benefit of Mr. Roberts' spouse.
- F3Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.