SEC Form 4 · accession 0001071739-15-000072
CENTENE CORP · CNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia J Brinkley
Officer — EVP, International Operations
Period of report
May 8, 2015
Accepted (ET)
May 27, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 70,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F5,F2,F4 | $0.00 | May 8, 2015 | A | 30 | A | May 8, 2015 | May 8, 2015 | Common Stock | 30 | 304 | D |
| Phantom StockF3,F2,F4 | $0.00 | May 22, 2015 | A | 27 | A | May 22, 2015 | May 22, 2015 | Common Stock | 27 | 331 | D |
Explanation of responses
- F1Ownership includes previous awards of 70,000 restricted stock units subject to vesting requirements.
- F2Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
- F3The phantom stock was acquired by Ms. Brinkley through regular scheduled payroll contributions to the Company's deferred compensation plan.
- F4The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Brinkley's termination with the Company or on such other date Ms. Brinkley may elect.
- F5Ownership includes previous acquisitions of 274.267 shares of phantom stock by Ms. Brinkley through regular scheduled payroll contributions to the Company's deferred compensation plan.