SEC Form 4 · accession 0001654954-19-001242
Fusion Connect, Inc. · FSNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew D Rosen
Officer — Chairman and CEO · Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 8, 2019 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2019 | F | 145,957 | $2.06 | D | 3,558,688 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Common Stock withheld to cover the payment of taxes due in connection with the vesting of shares of restricted stock.
- F2Includes 3,029,996 shares of Common Stock granted to the Reporting Person pursuant to an employment agreement that vest on a quarterly basis over 2.5 years. The employment agreement provides for a tax withholding right with respect to the shares of restricted stock.