SEC Form 4/A · accession 0001654954-17-006187
Fusion Connect, Inc. · FSNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael R. Bauer
Officer — Chief Financial Officer
Period of report
Jun 16, 2017
Accepted (ET)
Jul 5, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par valueF1,F2 | holding | — | — | — | 55,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 19, 2017, it was reported that Mr. Bauer acquired 4,059 shares at $1.35 per share. These shares were to be issued in lieu of June 2017 salary. This transaction was not completed.
- F255,000 of these shares are subject to vesting over 3 years; 1/3rd of such shares are vested and the remainder vest ratably over the next two years.