SEC Form 4 · accession 0001354488-15-003060
Fusion Connect, Inc. · FSNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William David Rubin
Director
Period of report
Aug 17, 2012
Accepted (ET)
Jun 18, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Jun 17, 2015 | P | 1,000 | $2.291 | A | 91,327 | D | |
| Common stock, par value $0.01 per shareF1 | Jun 17, 2015 | P | 4,000 | $2.304 | A | 95,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F3,F2 | $3.50 | Aug 17, 2012 | P | 400 | A | Aug 17, 2013 | Aug 16, 2022 | common stock | 400 | 13,400 | D |
| OptionsF1,F3,F2 | $5.50 | Oct 17, 2012 | P | 250 | A | Oct 17, 2013 | Oct 16, 2022 | common stock | 250 | 13,650 | D |
| OptionsF1,F3,F2 | $7.00 | Jan 15, 2014 | P | 500 | A | Jan 15, 2015 | Oct 14, 2024 | common stock | 500 | 14,050 | D |
| OptionsF1,F3,F2 | $3.45 | Oct 17, 2014 | P | 2,000 | A | Oct 17, 2015 | Oct 16, 2024 | common stock | 2,000 | 16,150 | D |
Explanation of responses
- F1On May 13, 2014, the company completed a 50 for 1 reverse split. All numbers reported have been adjusted to give effect to the split.
- F2These options vest over two years.
- F3Includes 200 shares of Series B-2 Preferred Stock and 12,800 warrants to purchase shares of the company?s common stock.