SEC Form 4 · accession 0001354488-15-002842

Fusion Connect, Inc. · FSNN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Marketing and Bus. Dev.

Period of report

Feb 9, 2006

Accepted (ET)

Jun 3, 2015 · 5:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001071411

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options^F4,F2,F1	$3.45	Oct 17, 2014	P	20,000	A	Oct 17, 2015	Oct 16, 2024	Common Stock	20,000	56,342	D
Options^F2,F1	$4.25	Jul 29, 2013	P	18,602	A	Jul 29, 2014	Jul 28, 2023	Common Stock	18,602	0	D
Options^F2,F1	$5.50	Oct 17, 2017	P	5,000	A	Oct 17, 2013	Oct 16, 2022	Common Stock	5,000	0	D
Options^F2,F1	$4.50	Oct 19, 2011	P	3,500	A	Oct 19, 2012	Oct 18, 2021	Common Stock	3,500	0	D
Options^F2,F1	$6.00	Apr 14, 2010	P	3,000	A	Apr 14, 2011	Apr 13, 2020	Common Stock	3,000	0	D
Options^F2,F1	$5.50	Mar 26, 2009	P	2,000	A	Mar 26, 2010	Mar 25, 2019	Common Stock	2,000	0	D
Options^F2,F1	$15.00	Mar 26, 2008	P	2,000	A	Mar 26, 2009	Mar 25, 2018	Common Stock	2,000	0	D
Options^F2,F1	$34.50	Mar 29, 2007	P	1,200	A	Mar 29, 2008	Mar 28, 2017	Common Stock	1,200	0	D
Options^F1	$123.00	Dec 22, 2005	P	400	A	Dec 22, 2006	Dec 21, 2016	Common Stock	400	0	D
Options^F2,F1	$322.50	Feb 9, 2005	P	400	A	Feb 9, 2006	Feb 8, 2015	Common Stock	400	0	D
Series A Preferred^F3,F5,F1	$41.50	May 9, 2007	P	10	A	—	—	Common Stock	240	0	I

F1On May 13, 2014, Fusion completed a 50 for 1 reverse stock split. All numbers reported on this form give effect to that reverse stock split.
F2These options vest on a pro rata basis over 3 years.
F3Ms. Sarro disclaims ownership of these shares that were purchased by her husband.
F4Includes 56,102 shares of common stock issuable upon exercise of options and 240 shares of common stock issuable upon conversion of Series A Preferred.
F5The Series A Preferred are convertible at the option of the holder. The Series A Preferred do not have a fixed maturity date.