SEC Form 4 · accession 0001354488-15-002297
Fusion Connect, Inc. · FSNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Hutchins Jr.
Director
Period of report
Mar 7, 2007
Accepted (ET)
May 12, 2015 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 5,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2,F3 | $3.45 | Oct 17, 2014 | A | 25,000 | A | Oct 17, 2015 | Oct 16, 2024 | Common Stock | 25,000 | 79,611 | D |
| OptionsF1,F3 | $4.25 | Jul 29, 2013 | A | 20,342 | A | Jul 29, 2014 | Jul 28, 2023 | Common Stock | 20,342 | 0 | D |
| OptionsF1,F3 | $5.50 | Oct 17, 2012 | A | 6,500 | A | Oct 17, 2013 | Oct 16, 2022 | Common Stock | 6,500 | 0 | D |
| OptionsF1,F3 | $4.50 | Oct 19, 2011 | A | 6,500 | A | Oct 19, 2012 | Oct 18, 2021 | Common Stock | 6,500 | 0 | D |
| OptionsF1,F3 | $6.00 | Apr 14, 2010 | A | 5,000 | A | Apr 14, 2011 | Apr 13, 2020 | Common Stock | 5,000 | 0 | D |
| OptionsF1,F3 | $5.50 | Mar 26, 2009 | P | 4,000 | A | Mar 26, 2010 | Mar 25, 2019 | Common Stock | 4,000 | 0 | D |
| OptionsF1,F3 | $15.00 | Mar 26, 2008 | A | 4,000 | A | Mar 26, 2009 | Mar 25, 2018 | Common Stock | 4,000 | 0 | D |
| OptionsF1,F3 | $34.50 | Mar 29, 2007 | A | 3,500 | A | Mar 29, 2008 | Mar 28, 2017 | Common Stock | 3,500 | 0 | D |
| OptionsF1,F3 | $139.99 | Mar 7, 2006 | A | 2,501 | A | Mar 7, 2007 | Mar 6, 2016 | Common Stock | 2,501 | 0 | D |
Explanation of responses
- F1On May 13, 2014, Fusion completed a 50 for 1 reverse stock split. All numbers reported on this form give effect to that reverse stock split.
- F2Includes 77,343 shares of common stock issuable upon exercise of options, 602 shares of common stock issuable upon conversion of preferred stock and 1,666 shares of common stock issuable upon exercise of warrants.
- F3These options vest on a pro rata basis over 3 years.