SEC Form 4 · accession 0001140361-17-034480
Fusion Connect, Inc. · FSNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Unterberg Capital LLC
10% Owner
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fusion Telecom commonF1 | Sep 6, 2017 | S | 258,000 | $2.8502 | D | 2,072,800 | D | |
| Fusion Telecom commonF1 | Sep 5, 2017 | S | 50,000 | $2.91 | D | 2,330,800 | D | |
| Fusion Telecom commonF1 | Sep 5, 2017 | S | 37,200 | $2.8738 | D | 2,380,800 | D | |
| Fusion Telecom commonF1 | Sep 1, 2017 | S | 127,000 | $2.9651 | D | 2,418,000 | D | |
| Fusion Telecom commonF1 | Sep 1, 2017 | S | 100,000 | $2.985 | D | 2,545,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held directly by Unterberg Taylor Capital, LLC, located at the same address as the Reporting Person, of which the Reporting Person is the Investment Manager.