SEC Form 4 · accession 0001140361-17-034096
Fusion Connect, Inc. · FSNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Unterberg Capital LLC
10% Owner
Period of report
Aug 30, 2017
Accepted (ET)
Sep 1, 2017 · 1:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fusion Telecom commonF1 | Aug 31, 2017 | S | 277,948 | $3.404 | D | 2,645,000 | D | |
| Fusion Telecom commonF1 | Aug 30, 2017 | S | 200,000 | $3.0641 | D | 2,922,948 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held directly by Unterberg Taylor Capital, LLC, located at the same address as the Reporting Person, of which the Reporting Person is the Investment Manager.