SEC Form 4 · accession 0001140361-17-033820
Fusion Connect, Inc. · FSNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Unterberg Capital LLC
10% Owner
Period of report
Aug 28, 2017
Accepted (ET)
Aug 30, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fusion Telecom commonF1 | Aug 28, 2017 | S | 320,000 | $2.1044 | D | 3,122,948 | D | |
| Fusion Telecom commonF1 | Aug 28, 2017 | S | 425,000 | $2.1359 | D | 3,442,948 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held directly by Unterberg Taylor Capital, LLC, located at the same address as the Reporting Person, of which the Reporting Person is the Investment Manager.