SEC Form 4 · accession 0001140361-17-025225
Fusion Connect, Inc. · FSNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Unterberg Capital LLC
10% Owner
Period of report
May 30, 2017
Accepted (ET)
Jun 15, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fusion Telecom commonF1 | Jun 14, 2017 | S | 3,700 | $1.50 | D | 3,547,948 | D | |
| Fusion Telecom commonF1 | Jun 13, 2017 | S | 156,934 | $1.5184 | D | 3,551,648 | D | |
| Fusion Telecom commonF1 | May 31, 2017 | S | 300 | $1.50 | D | 3,708,582 | D | |
| Fusion Telecom commonF1 | May 30, 2017 | S | 617 | $1.50 | D | 3,708,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held directly by Unterberg Koller Capital Fund L.P. (located at the same address as the Reporting Person), of which the Reporting Person is the Investment Manager.