SEC Form 4 · accession 0001225208-18-011834
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kritzmacher
Officer — CFO and EVP, Operations
Period of report
Jul 16, 2018
Accepted (ET)
Jul 18, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jul 16, 2018 | M | 7,256 | $39.53 | A | 33,243 | D | |
| Class A Common | Jul 16, 2018 | S | 7,256 | $67.50 | D | 25,987 | D | |
| Class A Common | Jul 17, 2018 | M | 7,744 | $39.53 | A | 33,731 | D | |
| Class A Common | Jul 17, 2018 | S | 7,744 | $67.50 | D | 25,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $39.53 | Jul 16, 2018 | M | 7,256 | D | Apr 30, 2017 | Jun 19, 2023 | Class A Common | 7,256 | 22,744 | D |
| Non-Qualified Stock Options | $39.53 | Jul 17, 2018 | M | 7,744 | D | Apr 30, 2017 | Jun 19, 2023 | Class A Common | 7,744 | 15,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan established by the reporting person on June 27, 2018.