SEC Form 4 · accession 0001225208-18-011392
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kritzmacher
Officer — CFO and EVP, Operations
Period of report
May 31, 2018
Accepted (ET)
Jul 3, 2018 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jun 30, 2018 | M | 3,200 | $0.00 | A | 32,451 | D | |
| Class A CommonF1 | Jun 30, 2018 | F | 1,464 | $62.40 | D | 30,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | May 31, 2018 | A | 6,400 | A | — | — | Class A Common | 6,400 | 9,102 | D |
| Restricted Stock UnitsF4,F5 | $0.00 | Jun 20, 2018 | A | 7,154 | A | — | — | Class A Common | 7,154 | 16,256 | D |
| Restricted Stock UnitsF4,F6 | $0.00 | Jun 30, 2018 | M | 3,200 | D | — | — | Class A Common | 3,200 | 13,056 | D |
Explanation of responses
- F1Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
- F2Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.
- F3The restricted stock units are subject to forfeiture until vested.
- F4Restricted stock units convert into Class A common stock on a one-for-one basis.
- F5Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.
- F6On May 31, 2018, the reporting person was granted 6,400 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.